The advisors category is built using publicly available data sourced from FINRA, the SEC, and State Databases. We use the term "financial advisor" generically to reference registered Broker-Dealer Agents, Investment Advisor Representatives, and professionals registered as both. On each page, there is an overview description that indicates registered titles and explains what those registrations means.
Exam scores are acquired through state database feeds and will not be removed based on score. If an exam exists on our website that you believe shows an incorrect score please contact our team so that we can further investigate the issue.
If there is outdated information such as current employment or work history that you wish to edit, there are two different ways we can help you resolve this issue. If you send us the URL for the incorrect listing, we’d be more than happy to update our records. Just email the link and incorrect information to firstname.lastname@example.org and we can help you take care of the data. If you’d rather update the information yourself, you can create a free account by visiting our website and clicking “Join” in the upper left corner. If there are any other questions you have along the way, just email us and we’d be happy to help.
In order to be removed from this list you must remove your information for the source database, and once this can be proven, you will automatically be removed from our list.